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Baseline® Pharmaceutical Engineering Guides for New and Renovated Facilities

Created in partnership with the US Food and Drug Administration (FDA), ISPE's Baseline® Guides offer practical answers to the complex, dynamic challenges facing facility designers today. In addition to providing an understanding of products and processes, they also offer an outline of architectural and utility systems needed to meet government requirements. Additionally, they address GMP and non-GMP regulations and detail facility commissioning and qualification.

 Opportunities available to contribute to the development of Baseline® Guides

Volume 6:  Biopharmaceuticals

Published: June 2004
Pages: 196

 Table of Contents 

The Biopharmaceutical Manufacturing Facilities Baseline® Guide explores products and facilities that house biotechnological processes. More specifically, it applies to process design ties to facility design, controlled processing, preventing contamination, and segregation and flow.


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Related Training Courses:

The Biopharmaceuticals Baseline Guide is used in association with ISPE training course Biopharmaceutical Manufacturing Facilities. Attendees of the training course receive a complimentary copy of this publication.

Volume 5:  Commissioning and Qualification

Published: March 2001
Pages: 142

 Table of Contents

The Commissioning and Qualification Baseline® Guide provides advice and guidance that may be applied to all types of facilities, utilities, and equipment found in the healthcare industry. The Guide has incorporated comments from industry representatives from all areas and disciplines, FDA Field Investigators, and personnel from the FDA's Center for Drug Evaluation and Research (CDER).


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Related Training Courses:

The Commissioning and Qualification Baseline Guide is used in association with ISPE training courses Basic Principles of Commissioning and Qualification and Application of Commissioning and Qualification. Attendees of the training course receive a complimentary copy of this publication.

This Guide is currently undergoing a revision. More info...

Volume 4:  Water and Steam Systems

Published: January 2001
Pages: 228

 Table of Contents

The Water and Steam Systems Baseline® Guide is intended for the design, construction, and operation of new water and steam systems. The purpose of this Guide is to focus upon engineering issues and provide cost-effective water and steam systems. The Guide is intended primarily for regulatory compliance for the domestic US market, and follows US standards and references. Issues relating to Europe are discussed in the Guide's appendix.


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Related Training Courses:

The Water and Steam Systems Baseline Guide is used in association with ISPE training courses Pharmaceutical Water Generation and Pharmaceutical Water Operation. Attendees of the training course receive a complimentary copy of this publication.

This Guide is currently undergoing a revision. More info...

Volume 3:  Sterile Manufacturing Facilities

Published: January 1999
Pages: 166

 Table of Contents

The Sterile Manufacturing Facilities Baseline® Guide addresses the design, construction, commissioning, and qualification of facilities designed for aseptic processing of formulated products. The Guide is designed for use by industry for the design, construction, commissioning, and qualification of new or renovated aseptic/sterile manufacturing facilities.


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Related Training Courses:

The Sterile Manufacturing Facilities Baseline Guide is used in association with ISPE training course Sterile Drug Manufacturing Facilities: Applying ISPE Baseline® Guide and FDA Guidance Principles to Design and Operation. Attendees of the training course receive a complimentary copy of this publication.

This Guide is currently undergoing a revision. More info...

Volume 2:  Oral Solid Dosage

Published: February 1998
Pages: 92

 Table of Contents

Many Oral Solid Dosage (OSD) facilities run multiple products in processing areas designed for quick turnaround without unacceptable risk of product exposure (i.e., dust and cross-contamination). Additionally, potent or toxic active ingredients are becoming increasingly common and present their own design challenges. The Oral Solid Dosage Baseline® Guide assists professionals by establishing consistent and minimum parameters for facility design, which address these concerns and meet GMP requirements.


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This Guide is currently undergoing a revision. More info...

Vol. 1, 2nd Edition: Active Pharmaceutical Ingredients
Revision to Bulk Pharmaceutical Chemicals

ISPE Members only: Download Chapter One now!

Published: June 2007
Pages: 188

 Table of Contents

This revised Guide builds on the original principles of ISPE’s Baseline® Guide Volume 1, Active Pharmaceutical Ingredients, (originally entitled Bulk Pharmaceutical Chemicals). The ISPE API Baseline Guide also incorporates and builds on new regulations and guidance, such as:

  • ICH Q7
  • ICH Q9
  • GAMP 4
  • 21 CFR Part 11
  • Guidance for Industry, Sterile Drug Products Produced by Aseptic Processing – Current Good Manufacturing Practice (cGMP)
  • FDA Draft Guidance for Industry PAT – A Framework for Innovative Pharmaceutical Manufacturing and Quality Assurance

Key features of the Guide include:
  • Active Pharmaceutical Ingredient characterization
  • Critical process steps
  • Potential contamination
  • Good Engineering Practice
  • Levels of protection
  • Critical process parameter
  • Critical instruments
  • Critical unit operation (new)
  • Contamination review (new)
  • Design qualification (new)
  • Intended patient use (new)
  • Direct, indirect, and no impact systems (new)
  • Critical and non-critical components (new)
  • Facility designation (new)
  • Process Analytical Technologies (new)
  • Process review (new)
  • Risk to patient (new)
  • Understanding of process (new)

Receive White Paper with Purchase

With the purchase of the API Guide, you will also receive a white paper, Briefly Exposed (Briefly Open), by Stan Newberger and Dr. Trish Melton. This white paper expands and clarifies a new concept introduced in the Guide. This new concept, Briefly Exposed, allows manufacturers another degree of freedom in operations. They will be able to briefly open their processes for various reasons (sampling, adding ingredients, other) for short time periods and under certain circumstances and to apply the most appropriate levels of protection (Level I, II, or III) based on risk-mitigation. An assessment of the risk to the API and ultimately to the patient is an appropriate method for manufacturers to establish what those circumstances are.

In addition, the revision of this Guide has provided the opportunity to incorporate specific current Good Manufacturing Practices (cGMP) considerations for pharmaceutical manufacturing regions outside the U.S., and has recognized and adopted harmonization work, such as the ICH (International Conference on Harmonisation) Q7 Good Manufacturing Practices for Pharmaceutical Ingredients.

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Electronic / Bound set
The electronic version of the Baseline® Guide features enhanced capabilities including bookmarks and links from the Guide’s Table of Contents for easy access to all sections of the electronic document, as well as pages (thumbnails) for simplicity of navigation. The electronic version is an accurate reproduction of the printed Guide, which is searchable and provided on CD-ROM for portability. The bound / electronic set includes one bound version of the Guide, and one CD containing a PDF document of the Guide.

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